Head of Risk, Compliance and Legal

An exceptional opportunity has arisen for an experienced professional to join a financial institution in Bangkok as the Head of Risk Compliance and Legal.

What you'll do:

Your day-to-day activities will involve collaborating closely with senior leadership to implement best-in-class frameworks for managing investment risks as well as enterprise-wide exposures.

* Oversee all aspects of risk management including investment risk, enterprise risk, IT risk, audit risk, and operational risk to ensure effective identification, assessment, and mitigation strategies are in place.

* Implement the Group Risk Framework by exercising second line oversight responsibilities and ensuring alignment with organisational objectives.

* Develop comprehensive risk information requirements, establish reporting thresholds, and determine methods for prioritising risks across the business.

* Prepare detailed reports for the Risk Management Committee, Investment Committee, Board of Directors at both local and group levels to inform decision-making processes.

* Establish and maintain policies that guarantee compliance with group-wide standards while adapting them to local regulatory requirements.

* Lead the implementation of the Compliance Monitoring Plan to proactively identify potential issues and ensure timely resolution.

* Provide oversight for anti-money laundering (AML) and anti-bribery & corruption frameworks to uphold ethical standards within all operations.

* Drive the adoption of good corporate governance processes by promoting a culture of integrity and transparency throughout the organisation.

* Supervise legal affairs including contract review, regulatory filings, and corporate secretarial support to safeguard business interests.

* Coach, guide, and develop direct reports as well as broader teams to achieve quality deliverables within agreed timelines while meeting key performance indicators.

What you bring:

To excel as Head of Risk Compliance and Legal you will bring extensive experience from senior roles within financial services—ideally having worked in asset management or securities environments subject to rigorous regulation.

* Bachelor’s degree or higher in Risk Management, Law, Finance, Accounting, Business Administration or related disciplines is essential for this position.

* Professional certifications such as CFA (Chartered Financial Analyst), FRM (Financial Risk Manager), or a Fund Manager licence would be advantageous for candidates seeking to stand out.

* A minimum of 10–15 years’ progressive experience in risk management, compliance, or legal affairs within financial services—preferably asset management or securities firms regulated by the SEC—is required.

* At least five years’ proven track record in a leadership capacity where you have successfully managed teams towards shared objectives is necessary.

* Demonstrated ability to communicate effectively with both internal stakeholders (such as executive committees) and external parties (including regulators).

* Strong analytical skills enabling you to interpret complex data sets for informed decision-making are vital for this role.

* High level of integrity coupled with sound independent judgement ensures you act as a trusted advisor across all levels of the organisation.

* Business acumen that allows you to align risk strategies with broader commercial goals is highly valued here.

* Experience in developing or enhancing anti-money laundering (AML) programmes along with anti-bribery & corruption controls is desirable.

* A collaborative approach that fosters teamwork while supporting individual growth within diverse environments will help you excel.

What sets this company apart:

This organisation stands out for its unwavering dedication to fostering an inclusive workplace where collaboration is celebrated at every level. Employees benefit from flexible working opportunities designed to support work-life balance alongside generous pension contributions that reflect long-term commitment to staff wellbeing.

What's next:

If you are ready to make a significant impact at one of Bangkok’s most respected financial institutions while advancing your career in risk compliance and legal leadership—this is your moment!

Apply today by clicking on the link provided; take the next step towards joining an organisation where your expertise will shape future success.

Due to the high volume of applications, our team will only be in touch if your application is shortlisted.

Robert Walters Recruitment (Thailand) Limited
Recruitment License No.: น. 1188 / 2551