Chief Governance Officer

A prestigious financial services organisation in Bangkok is seeking a Chief Governance Officer to champion its governance framework and ensure the highest standards of regulatory compliance, risk oversight, and legal integrity. Keywords: governance, regulatory compliance, risk management, legal advisory, corporate governance, stakeholder engagement, leadership, compliance culture

This senior executive role offers you the opportunity to shape the ethical foundation of a leading firm, acting as the primary point of contact with regulators and embedding a culture of accountability throughout the business. You will be instrumental in safeguarding the company’s licence to operate, while fostering an environment where transparency, collaboration, and best-in-class corporate governance are at the forefront. With a focus on flexibility and professional growth, this position provides a unique platform for you to make a significant impact across all levels of the organisation.

• Play a pivotal role in shaping and maintaining robust governance frameworks that underpin every aspect of the business, ensuring full alignment with both local and international regulatory requirements.
• Enjoy a highly visible leadership position where your expertise in compliance, risk management, and legal advisory will directly influence strategic decision-making and organisational success.
• Benefit from flexible working opportunities and ongoing professional development within a supportive environment that values ethical conduct, transparency, and collaborative achievement.

What you'll do:

As Chief Governance Officer, you will play an integral role in steering the organisation’s approach to governance by overseeing all aspects of regulatory compliance, risk management, legal advisory, and stakeholder engagement. Your day-to-day activities will involve close interaction with regulators to ensure ongoing adherence to evolving requirements while also guiding internal teams through complex compliance landscapes. You will be responsible for developing robust frameworks that not only protect the company’s interests but also foster a culture rooted in ethical behaviour. By building strong relationships with key stakeholders - including executive committees and board members - you will ensure transparency around risk matters while driving continuous improvement across all governance functions. Success in this role requires you to balance strategic oversight with hands-on leadership of your team so that every facet of the business operates within a secure, compliant environment.

• Lead all aspects of regulatory compliance by ensuring strict adherence to requirements set by authorities such as the Securities and Exchange Commission (SEC) and Stock Exchange of Thailand (SET), serving as the main liaison for all regulatory matters.
• Oversee enterprise-wide risk management activities including investment, operational, IT, and audit risks, ensuring these align with the Group Risk Framework and maintain effective second-line controls.
• Establish, implement, and continuously enhance comprehensive compliance frameworks that meet both group-wide standards and external regulations, including Anti-Money Laundering (AML) and Anti-Bribery & Corruption (ABC) policies.
• Provide expert legal strategy guidance on corporate, regulatory, and commercial matters while managing corporate secretarial responsibilities to support sound decision-making processes.
• Drive best-in-class corporate governance practices across the organisation by cultivating a strong compliance culture focused on integrity and regulatory adherence at every level.
• Lead transparent reporting and engagement with senior stakeholders such as executive committees, regional offices, board members, and regulators to ensure clarity on compliance and risk issues.
• Build, lead, and develop a high-performing governance team by fostering collaboration, supporting professional growth, and delivering outcomes aligned with strategic objectives.
• Actively monitor changes in relevant laws or regulations to proactively update internal policies and procedures as needed for continued compliance.
• Champion initiatives that promote ethical conduct throughout the organisation by providing training sessions and awareness programmes related to governance topics.
• Collaborate closely with cross-functional teams to integrate governance considerations into broader business strategies.

What you bring:

To excel as Chief Governance Officer, you will bring extensive experience from senior roles within financial services where you have overseen complex compliance programmes or managed multifaceted risk portfolios. Your background should reflect deep familiarity with local regulations affecting capital markets or asset management firms alongside practical knowledge of global best practices. You are adept at interpreting new legislation quickly while translating these insights into actionable policies that safeguard organisational interests. Your interpersonal skills enable you to build trust among diverse groups - from board members to frontline staff - while your analytical mindset ensures thorough evaluation of emerging risks. Above all else, your commitment to upholding ethical standards sets you apart as someone who can inspire others towards shared goals.

• Bachelor’s degree or higher in Law, Risk Management, Finance, Accounting, Business Administration or related discipline is required for this senior position.
• A minimum of 10–15 years’ experience across Compliance, Risk Management or Legal within financial services is essential; asset management experience most preferred. Atleast 5 years must have been spent in a senior leadership capacity.
• Demonstrated expertise in regulatory compliance with proven ability to manage relationships with key regulators such as SEC and SET is crucial for success.
• Comprehensive understanding of regulatory frameworks governing capital markets or asset management sectors is necessary for effective performance.
• Professional certifications such as CFA or FRM are considered advantageous but not mandatory for this opportunity.
• Exceptional leadership skills demonstrated through previous experience building high-performing teams within complex organisations are highly valued.
• Outstanding stakeholder management abilities combined with excellent communication skills - both written and spoken - are vital for engaging effectively at all levels.
• Analytical acumen paired with sound judgement enables you to navigate intricate legal or compliance challenges confidently.
• Proficiency in English (written and spoken) is required due to regular interaction with international stakeholders.

What sets this company apart:

This organisation stands out for its unwavering dedication to integrity, transparency, and ethical conduct at every level. Employees benefit from an inclusive workplace culture where collaboration is encouraged across departments - ensuring everyone feels supported in their professional journey. The company places great emphasis on continuous learning through tailored training opportunities designed to keep your skills sharp amid changing industry landscapes. Flexible working arrangements allow you to balance personal commitments without compromising career progression. As part of a respected financial institution recognised for its stability and forward-thinking approach to governance, you will find ample scope for personal growth while contributing meaningfully towards collective success.

What's next:

If you are ready to take on this influential role shaping governance excellence at one of Bangkok’s most respected financial institutions, we encourage you to apply now!

Apply today by clicking on the link provided - your next career milestone awaits.

Due to the high volume of applications, our team will only be in touch if your application is shortlisted.

Robert Walters Recruitment (Thailand) Limited
Recruitment License No.: น. 1188 / 2551